LAM Ka Wai (CE number BDM257) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.
| Capacity | Company / Institution |
|---|---|
| Responsible Officer | WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
| Responsible Officer | WRise Prestige Securities Limited 昇世匯盈證券有限公司 |