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CHEN Yifan

陳亦凡
CE BDL756Licensed IndividualSFO licence active
Official SFC record

CHEN Yifan (CE number BDL756) is an individual licensed by the Hong Kong SFC. First licensed on 2016-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (5)

2020-11-17 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4 RA 6
2018-12-27 – 2020-10-06
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2018-03-21 – 2018-10-31
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2018-03-21 – 2018-10-31
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2016-08-04 – 2017-12-08
Moody's Investors Service Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDL756