Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHEN Shuo Steve

陳碩
CE BDJ257Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Shuo Steve (CE number BDJ257) is an individual licensed by the Hong Kong SFC. First licensed on 2014-04-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOP Investment Management Limited
東英投資管理有限公司

Licence Record (5)

2024-10-23 – present Current
OP Investment Management Limited RO
RA 9
2024-08-27 – 2024-10-23
OP Investment Management Limited Rep
RA 9
2021-01-07 – 2024-06-14
HBM Partners Hong Kong Limited RO
RA 4 RA 9
2019-09-02 – 2019-09-25
CMB International Securities Limited Rep
RA 1 RA 4
2014-04-29 – 2019-05-08
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDJ257