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WANG Sheng

王盛
CE BDJ026Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Sheng (CE number BDJ026) is an individual licensed by the Hong Kong SFC. First licensed on 2014-04-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAdvent Securities (Hong Kong) Limited
宏智證券(香港)有限公司

Licence Record (5)

2023-08-14 – 2024-06-03
JA Securities Limited Rep
RA 1
2017-11-24 – 2023-06-29
Kaisa Financial Group Company Limited Rep
RA 1
2016-12-06 – 2017-08-31
BOCOM International Securities Limited Rep
RA 1 RA 2
2014-04-28 – 2016-08-05
China Merchants Securities (HK) Co., Limited Rep
RA 1
2014-04-28 – 2016-08-05
China Merchants Futures (HK) Co., Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDJ026