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CAO Lei

曹蕾
CE BDI403Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CAO Lei (CE number BDI403) is an individual licensed by the Hong Kong SFC. First licensed on 2014-04-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAdmiralty Harbour Capital Limited
鐘港資本有限公司

Licence Record (5)

2023-07-13 – present Current
Admiralty Harbour Capital Limited RO
RA 1 RA 4
2021-06-10 – 2023-07-13
Admiralty Harbour Capital Limited Rep
RA 1 RA 4
2017-10-25 – 2021-05-26
SC Lowy Financial (HK) Limited Rep
RA 1
2014-04-25 – 2017-07-28
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2014-04-25 – 2017-07-28
Merrill Lynch Far East Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDI403