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XIAO Letian

肖樂天
CE BDE774Licensed IndividualSFO licence active
Official SFC record

XIAO Letian (CE number BDE774) is an individual licensed by the Hong Kong SFC. First licensed on 2014-03-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePictet Asset Management (Hong Kong) Limited
瑞士百達資產管理(香港)有限公司

Licence Record (5)

2019-06-28 – present Current
Pictet Asset Management (Hong Kong) Limited Rep
RA 9
2018-08-08 – 2019-06-24
JF International Management Inc. Rep
RA 4 RA 9
2018-08-08 – 2019-06-24
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 5 RA 9
2015-01-19 – 2018-08-03
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2014-03-31 – 2015-01-01
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDE774