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LU Shen

盧慎
CE BDD498Licensed IndividualSFO licence active
Official SFC record

LU Shen (CE number BDD498) is an individual licensed by the Hong Kong SFC. First licensed on 2014-03-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeOrient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
RepresentativeOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (4)

2025-08-06 – present Current
Orient Securities (Hong Kong) Limited Rep
RA 1 RA 4
2025-08-06 – present Current
Orient Futures (Hong Kong) Limited Rep
RA 2
2022-12-02 – 2025-06-26
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2014-03-20 – 2015-10-27
Standard Chartered Securities (Hong Kong) Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDD498