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KAN Yiu Kwong

簡耀光
CE BDC075Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KAN Yiu Kwong (CE number BDC075) is an individual licensed by the Hong Kong SFC. First licensed on 2014-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHong Kong Asset Management Limited
香港資產管理有限公司

Licence Record (3)

2020-05-18 – present Current
Hong Kong Asset Management Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2018-05-17 – 2018-06-26
Annum Asset Management (Hong Kong) Limited RO
RA 5
2014-03-07 – 2017-05-12
China Merchants Futures (HK) Co., Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDC075