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SO Yu Wa

蘇裕華
CE BCV119Licensed IndividualSFO licence active
Official SFC record

SO Yu Wa (CE number BCV119) is an individual licensed by the Hong Kong SFC. First licensed on 2014-02-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (3)

2021-11-24 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2014-02-28 – 2021-08-10
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2014-02-28 – 2021-08-10
Merrill Lynch Far East Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCV119