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ZHENG Kaiwen

鄭凱文
CE BCU977Licensed IndividualSFO licence active
Official SFC record

ZHENG Kaiwen (CE number BCU977) is an individual licensed by the Hong Kong SFC. First licensed on 2014-01-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (5)

2020-07-03 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2020-07-03 – present Current
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2015-01-12 – 2020-05-05
Soochow Securities International Brokerage Limited Rep
RA 1
2015-01-12 – 2020-05-05
Soochow Securities International Futures Limited Rep
RA 2
2014-01-24 – 2014-11-27
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCU977