Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHEN Yi-hsuan

陳怡瑄
CE BCK950Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Yi-hsuan (CE number BCK950) is an individual licensed by the Hong Kong SFC. First licensed on 2014-01-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司

Licence Record (4)

2023-04-04 – present Current
SinoPac Securities (Asia) Limited RO
RA 1 RA 4
2023-01-30 – 2023-04-04
SinoPac Securities (Asia) Limited Rep
RA 1 RA 4
2020-08-28 – 2022-11-30
CMBC Asset Management Company Limited Rep
RA 4 RA 9
2014-01-02 – 2020-08-14
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCK950