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XIAO Yao

肖遙
CE BCH358Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIAO Yao (CE number BCH358) is an individual licensed by the Hong Kong SFC. First licensed on 2013-12-06. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUZen Securities Limited
眾宸證券有限公司

Licence Record (3)

2025-12-30 – present Current
UZen Securities Limited RO
RA 1
2021-03-08 – 2025-12-01
Valuable Capital Limited Rep
RA 1
2013-12-06 – 2021-02-07
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCH358