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LI Ying

李穎
CE BCC114Licensed IndividualSFO licence active
Official SFC record

LI Ying (CE number BCC114) is an individual licensed by the Hong Kong SFC. First licensed on 2013-10-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFortune (HK) Securities Limited
富強證券有限公司
RepresentativeFortune Asset Management Limited
富強資產管理有限公司

Licence Record (8)

2022-03-30 – 2026-03-10
CMB International Global Markets Limited RO
RA 1
2021-09-17 – 2026-03-10
CMB International Global Markets Limited Rep
RA 1 RA 4
2018-06-05 – 2026-03-10
CMB International Securities Limited RO
RA 1
2018-03-16 – 2026-03-10
CMB International Securities Limited Rep
RA 1 RA 4
2017-05-08 – 2018-03-08
Zhongrong PT Securities Limited Rep
RA 1 RA 4
2015-11-02 – 2017-04-22
CCB International Securities Limited Rep
RA 1 RA 4
2013-10-17 – 2015-10-09
ICBC International Securities Limited Rep
RA 1 RA 2
2013-10-17 – 2015-10-09
ICBC International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCC114