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DING Chen

丁辰
CE BBZ161Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DING Chen (CE number BBZ161) is an individual licensed by the Hong Kong SFC. First licensed on 2013-10-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (5)

2023-11-03 – present Current
China International Capital Corporation Hong Kong Securities Limited RO
RA 1 RA 6
2017-11-08 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4 RA 6
2015-10-13 – 2017-09-29
Macquarie Capital Limited Rep
RA 1 RA 6
2015-10-13 – 2017-03-31
Macquarie Corporate (Hong Kong) Limited Rep
RA 6
2013-10-04 – 2015-09-19
ICBC International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBZ161