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WANG Xuzhou

王旭州
CE BBT850Licensed IndividualSFO licence active
Official SFC record

WANG Xuzhou (CE number BBT850) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSinolink Securities (Hong Kong) Company Limited
國金證券(香港)有限公司

Licence Record (4)

2023-11-22 – present Current
Sinolink Securities (Hong Kong) Company Limited Rep
RA 1 RA 6
2015-04-24 – 2015-12-01
CLSA Limited Rep
RA 1
2015-04-24 – 2015-12-01
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2013-08-26 – 2015-12-01
CITIC Securities Corporate Finance (HK) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBT850