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MAN Ka Ming

文家明
CE BBT494Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MAN Ka Ming (CE number BBT494) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLeonteq Securities (Hong Kong) Limited

Licence Record (7)

2024-02-09 – present Current
Leonteq Securities (Hong Kong) Limited RO
RA 1 RA 4
2022-09-26 – 2024-02-09
Leonteq Securities (Hong Kong) Limited Rep
RA 1 RA 4
2020-12-30 – 2021-04-16
Eurizon Capital Asia Limited Rep
RA 1 RA 4 RA 9
2016-03-21 – 2020-08-05
T. Rowe Price Hong Kong Limited Rep
RA 1 RA 4 RA 9
2015-05-12 – 2016-03-14
Ninety One Hong Kong Limited Rep
RA 1 RA 4 RA 9
2013-08-26 – 2015-04-17
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4 RA 9
2013-08-26 – 2014-12-31
BlackRock (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBT494