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HAU Stuart

侯振榮
CE BBT270Licensed IndividualSFO licence active
Official SFC record

HAU Stuart (CE number BBT270) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOptiver Trading Hong Kong Limited

Licence Record (4)

2023-10-30 – present Current
Optiver Trading Hong Kong Limited Rep
RA 1 RA 2
2019-11-01 – 2019-11-08
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2016-10-05 – 2018-09-14
Barclays Capital Asia Limited RO
RA 2
2013-08-26 – 2016-10-05
Barclays Capital Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBT270