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HE Chuangli

何闖立
CE BBQ909Licensed IndividualSFO licence active
Official SFC record

HE Chuangli (CE number BBQ909) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCCB International Asset Management Limited
建銀國際資產管理有限公司
RepresentativeChina Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司

Licence Record (5)

2020-11-06 – present Current
CCB International Asset Management Limited Rep
RA 1 RA 4 RA 9
2017-11-20 – 2020-10-08
ICBC UBS Asset Management (International) Company Limited Rep
RA 4 RA 9
2015-03-17 – 2017-11-10
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2014-09-15 – 2015-03-06
Open Asset Management Limited Rep
RA 9
2013-07-31 – 2015-03-06
Open Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBQ909