LI Xinwei

李昕維

CE BBN708Licensed IndividualResponsible OfficerSFO licence active

LI Xinwei (CE number BBN708) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
Responsible Officer	China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司

Licence Record (10)

2026-06-26 – present Current

China Securities (International) Brokerage Company Limited RO

RA 1 RA 4

2022-04-27 – present Current

China Securities (International) Asset Management Company Limited RO

RA 4 RA 9

2021-01-27 – 2026-06-26

China Securities (International) Brokerage Company Limited Rep

RA 1 RA 4

2021-01-27 – 2022-04-27

China Securities (International) Asset Management Company Limited Rep

RA 4 RA 9

2016-05-30 – 2018-04-01

Haitong International Securities Company Limited Rep

RA 1

2016-05-30 – 2018-04-01

Haitong International Capital Limited Rep

RA 6

2014-07-23 – 2016-05-05

BOCOM International (Asia) Limited Rep

RA 1 RA 6

2013-12-02 – 2014-06-27

Soochow Securities International Brokerage Limited Rep

RA 1

2013-12-02 – 2014-06-27

Soochow Securities International Capital Limited Rep

RA 6

2013-07-08 – 2013-08-16

Platinum Securities Company Limited Rep

RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBN708