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TSE Karen Ka Yan

謝嘉茵
CE BBJ219Licensed IndividualSFO licence active
Official SFC record

TSE Karen Ka Yan (CE number BBJ219) is an individual licensed by the Hong Kong SFC. First licensed on 2013-05-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeColler Capital (Hong Kong) Limited

Licence Record (2)

2020-08-17 – present Current
Coller Capital (Hong Kong) Limited Rep
RA 1 RA 4
2013-05-31 – 2016-04-15
Deutsche Securities Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBJ219