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ZHANG Heather Heqian

CE BBJ209Licensed IndividualSFO licence active
Official SFC record

ZHANG Heather Heqian (CE number BBJ209) is an individual licensed by the Hong Kong SFC. First licensed on 2013-06-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZaaba Capital Limited

Licence Record (5)

2021-03-23 – present Current
Zaaba Capital Limited Rep
RA 9
2017-04-06 – 2021-01-29
Seiga Asset Management Limited Rep
RA 9
2014-01-24 – 2017-02-02
Templewater Hong Kong Limited Rep
RA 1
2013-09-16 – 2014-01-10
Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep
RA 1
2013-06-10 – 2013-08-08
MCM Asia Limited (trading as MCM Partners) Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBJ209