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SIU Wing Kin

蕭榮堅
CE BBF653Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SIU Wing Kin (CE number BBF653) is an individual licensed by the Hong Kong SFC. First licensed on 2013-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKEYSTONE CAPITAL LIMITED
翹石資本有限公司

Licence Record (4)

2017-06-01 – present Current
KEYSTONE CAPITAL LIMITED RO
RA 1 RA 4 RA 9
2015-12-21 – 2016-10-28
Sinostar Asset Management Limited RO
RA 4
2014-10-08 – 2016-10-28
Sinostar Asset Management Limited Rep
RA 9
2013-05-06 – 2014-07-26
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBF653