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LI Ying Kin

李應健
CE BBE439Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Ying Kin (CE number BBE439) is an individual licensed by the Hong Kong SFC. First licensed on 2013-04-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLego Securities Limited
力高證券有限公司
RepresentativeLego Asset Management Limited
力高資產管理有限公司

Licence Record (5)

2021-07-20 – present Current
Lego Asset Management Limited Rep
RA 4 RA 9
2019-11-29 – present Current
Lego Securities Limited RO
RA 1
2018-04-20 – 2019-11-29
Lego Securities Limited Rep
RA 1
2016-11-23 – 2017-02-14
AAA Securities Co. Limited Rep
RA 1
2013-04-26 – 2018-04-09
Quam Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBE439