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LEE Chi Kin

李志建
CE BAX162Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Chi Kin (CE number BAX162) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerHSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Responsible OfficerHSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RepresentativeHSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司

Licence Record (7)

2025-12-24 – present Current
HSBC Broking Futures (Asia) Limited RO
RA 2
2021-07-12 – present Current
HSBC Broking Forex (Asia) Limited Rep
RA 3
2021-05-24 – present Current
HSBC Broking Securities (Asia) Limited RO
RA 1 RA 4
2023-11-13 – 2025-12-24
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4
2021-05-24 – 2025-12-24
HSBC Broking Futures (Asia) Limited Rep
RA 2
2021-05-24 – 2023-09-01
HSBC Broking Securities (Hong Kong) Limited RO
RA 1
2013-03-05 – 2013-10-19
CMB International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAX162