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WANG Qian

王茜
CE BAU350Licensed IndividualSFO licence active
Official SFC record

WANG Qian (CE number BAU350) is an individual licensed by the Hong Kong SFC. First licensed on 2013-01-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCMB International Capital Limited
招銀國際融資有限公司
RepresentativeCMB International Global Markets Limited
招銀國際環球市場有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (5)

2025-03-28 – present Current
CMB International Capital Limited Rep
RA 1 RA 6
2025-03-28 – present Current
CMB International Global Markets Limited Rep
RA 1
2025-03-28 – present Current
CMB International Securities Limited Rep
RA 1
2021-06-22 – 2022-06-27
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2013-01-24 – 2021-05-31
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAU350