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CHAN Lai Yin

陳麗賢
CE BAR438Licensed IndividualSFO licence active
Official SFC record

CHAN Lai Yin (CE number BAR438) is an individual licensed by the Hong Kong SFC. First licensed on 2013-01-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativePing An Securities (Hong Kong) Company Limited
平安證券（香港）有限公司
RepresentativePing An Securities (Hong Kong) Futures Company Limited
平安證券（香港）期貨有限公司

Licence Record (8)

2021-04-01 – present Current
Ping An Securities (Hong Kong) Company Limited Rep
RA 1
2021-04-01 – present Current
Ping An Securities (Hong Kong) Futures Company Limited Rep
RA 2
2019-12-12 – 2021-01-15
Haitong International Securities Company Limited Rep
RA 1
2019-12-12 – 2021-01-15
Haitong International Futures Limited Rep
RA 2
2014-12-15 – 2019-07-19
Orient Securities (Hong Kong) Limited Rep
RA 1
2014-12-15 – 2019-07-19
Orient Futures (Hong Kong) Limited Rep
RA 2
2013-08-09 – 2014-11-14
Annum Asset Management (Hong Kong) Limited Rep
RA 9
2013-01-31 – 2014-11-14
I-Access Investors Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAR438