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TIAN Cong

田聰
CE BAK391Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TIAN Cong (CE number BAK391) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCEB International Asset Management Corporation Limited
光銀國際資產管理有限公司

Licence Record (6)

2025-05-22 – present Current
CEB International Asset Management Corporation Limited RO
RA 1 RA 4 RA 9
2023-11-08 – 2025-05-22
CEB International Asset Management Corporation Limited Rep
RA 1 RA 4 RA 9
2021-12-17 – 2023-10-20
Fosun International Asset Management Limited Rep
RA 4 RA 9
2021-06-16 – 2023-10-20
Fosun International Securities Limited Rep
RA 1 RA 4 RA 9
2015-07-24 – 2021-05-20
Guosen Securities (HK) Asset Management Company Limited Rep
RA 1 RA 4 RA 9
2012-11-05 – 2015-06-26
Rakuten Securities Hong Kong Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAK391