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MAK Ho Ming

麥皓明
CE BAJ419Licensed IndividualSFO licence active
Official SFC record

MAK Ho Ming (CE number BAJ419) is an individual licensed by the Hong Kong SFC. First licensed on 2012-10-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNew Region Securities Company Limited
恒盛證券有限公司

Licence Record (6)

2023-02-13 – present Current
New Region Securities Company Limited Rep
RA 1 RA 4 RA 9
2020-07-10 – 2021-02-23
Sino-Rich Securities & Futures Limited Rep
RA 1 RA 4 RA 9
2019-08-06 – 2020-06-29
Xen Capital (HK) Limited Rep
RA 4 RA 9
2016-06-21 – 2017-01-16
China Industrial Securities International Brokerage Limited Rep
RA 1
2015-02-23 – 2016-06-13
KGI Asia Limited Rep
RA 1
2012-10-30 – 2018-11-15
Yue Xiu Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAJ419