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ZHAO Qing

趙青
CE BAF820Licensed IndividualSFO licence active
Official SFC record

ZHAO Qing (CE number BAF820) is an individual licensed by the Hong Kong SFC. First licensed on 2012-09-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeXCap Partners Limited
睿本國際有限公司

Licence Record (4)

2024-07-04 – present Current
XCap Partners Limited Rep
RA 1 RA 4 RA 6 RA 9
2017-09-04 – 2023-01-09
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2013-03-28 – 2017-08-01
BNP Paribas Securities (Asia) Limited Rep
RA 6
2012-09-24 – 2016-12-31
BNP Paribas Capital (Asia Pacific) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAF820