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WU Yuding

吳玉鼎
CE BAF612Licensed IndividualSFO licence active
Official SFC record

WU Yuding (CE number BAF612) is an individual licensed by the Hong Kong SFC. First licensed on 2012-09-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHaitong International Asset Management Limited
海通國際資產管理有限公司

Licence Record (5)

2021-10-28 – present Current
Haitong International Asset Management Limited Rep
RA 4 RA 5 RA 9
2021-03-17 – 2022-02-24
Haitong International Investment Managers Limited Rep
RA 1 RA 4 RA 9
2021-03-17 – 2022-02-24
Haitong International Asset Management (HK) Limited Rep
RA 4 RA 5 RA 9
2015-06-03 – 2018-05-08
SDIC Securities (Hong Kong) Limited Rep
RA 1
2012-09-26 – 2015-05-27
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAF612