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NI Chen

倪晨
CE BAD740Licensed IndividualSFO licence active
Official SFC record

NI Chen (CE number BAD740) is an individual licensed by the Hong Kong SFC. First licensed on 2012-09-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCPPIB PE Investments Asia Limited

Licence Record (3)

2022-03-21 – present Current
CPPIB PE Investments Asia Limited Rep
RA 1
2019-07-25 – 2022-03-21
CPPIB Asia Inc. Rep
RA 1
2012-09-04 – 2013-12-06
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAD740