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HU Saisai

胡賽賽
CE BAB450Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HU Saisai (CE number BAB450) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerROC Partners (HK) Limited
鵬豐資本有限公司

Licence Record (4)

2026-04-08 – present Current
ROC Partners (HK) Limited RO
RA 1 RA 4
2020-08-28 – 2026-04-08
ROC Partners (HK) Limited Rep
RA 1 RA 4 RA 9
2016-02-23 – 2017-08-02
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2012-08-20 – 2014-09-19
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAB450