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HU Yao Yuan

胡耀元
CE AZV962Licensed IndividualSFO licence active
Official SFC record

HU Yao Yuan (CE number AZV962) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCBH Asia Limited
瑞金亞洲有限公司

Licence Record (4)

2026-01-13 – present Current
CBH Asia Limited Rep
RA 1 RA 4 RA 9
2021-07-30 – 2024-01-29
Nomura International (Hong Kong) Limited Rep
RA 1
2017-04-11 – 2019-02-01
Avenue Asset Management Limited RO
RA 4 RA 9
2017-01-18 – 2019-02-02
Avenue Family Office Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZV962