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KWOK Kin Leung

郭建良
CE AZV663Licensed IndividualSFO licence active
Official SFC record

KWOK Kin Leung (CE number AZV663) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina DIFI Securities Limited
中國數字金融證券有限公司

Licence Record (8)

2025-04-07 – present Current
China DIFI Securities Limited Rep
RA 1
2020-02-26 – 2025-03-31
ASA Securities Limited Rep
RA 1 RA 2
2017-10-03 – 2020-02-14
KGI Asia Limited Rep
RA 1
2013-07-15 – 2014-01-16
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2013-07-15 – 2014-01-16
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2013-07-15 – 2014-01-16
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2012-08-24 – 2020-02-14
KGI Futures (Hong Kong) Limited Rep
RA 2
2012-08-03 – 2017-10-02
KGI Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZV663