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ASA Securities Limited

富國證券有限公司
CE ASU517Licensed Corporation
Date of licence (SFO)
2010-08-19
Register as of
2026-07-21
Last indexed
2026-07-21 18:05 UTC

ASA Securities Limited is a Hong Kong SFC licensed corporation (CE number ASU517). First licensed on 2010-08-19. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2010-08-19
RA 2Dealing in Futures Contracts期貨合約交易2010-08-19
RA 4Advising on Securities就證券提供意見2012-07-05

HKEX Participantships (3)

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (2)

CE No.NameChinese
BFB096NG Yuen Ki吳琬琪
BJD608LEE Kam Kuen李錦權

Representatives (3)

CE No.NameChinese
AMN831NGAI Tak Shun倪德順
BOD614LIU Xin劉欣
BYE745XU Weimin許為珉