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NGAI Tak Shun

倪德順
CE AMN831Licensed IndividualSFO licence active
Official SFC record

NGAI Tak Shun (CE number AMN831) is an individual licensed by the Hong Kong SFC. First licensed on 2005-12-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeASA Securities Limited
富國證券有限公司

Licence Record (10)

2023-01-05 – present Current
ASA Securities Limited Rep
RA 1
2016-12-15 – 2019-08-21
South China Research Limited Rep
RA 4
2016-12-15 – 2022-07-31
South China Investment Management Limited Rep
RA 9
2012-05-22 – 2022-07-31
South China Securities Limited Rep
RA 1
2012-05-22 – 2016-12-15
313 Capital Management Limited Rep
RA 4 RA 9
2010-04-30 – 2012-05-10
XinKong International Securities Limited Rep
RA 1
2009-07-20 – 2010-04-27
ABCI Securities Company Limited Rep
RA 1
2007-04-12 – 2009-07-10
RHB Securities Hong Kong Limited Rep
RA 1 RA 4
2006-06-27 – 2007-03-31
CSC Securities (HK) Limited Rep
RA 1
2005-12-05 – 2006-06-17
Enlighten Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMN831