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SHEN Yi

沈翌
CE AZR706Licensed IndividualSFO licence active
Official SFC record

SHEN Yi (CE number AZR706) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAres Management Asia (Hong Kong) Limited
艾瑞思管理亞洲（香港）有限公司

Licence Record (3)

2023-02-22 – present Current
Ares Management Asia (Hong Kong) Limited Rep
RA 1
2019-05-23 – 2022-09-29
abrdn Hong Kong Limited Rep
RA 1 RA 4
2012-06-18 – 2015-03-27
Oaktree Capital (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZR706