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MOK Chue Man

莫鑄文
CE AZL410Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MOK Chue Man (CE number AZL410) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management), Type 101 (Virtual-asset platform). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management
AMLO VA Operating a Virtual Asset Trading Platform

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAzure Tide Capital Limited
海泉盛資本有限公司

Licence Record (14)

2026-05-13 – present Current
Azure Tide Capital Limited RO
RA 1 RA 4 RA 9
2026-03-24 – 2026-05-13
Azure Tide Capital Limited Rep
RA 1 RA 4 RA 9
2025-03-10 – 2025-05-14
Hash Blockchain Limited Rep
AMLO VA RA 1 RA 7
2024-10-04 – 2025-02-07
SinoPac Securities (Asia) Limited Rep
RA 1 RA 4
2023-01-04 – 2024-07-29
Raffles Assets Management (HK) Co. Limited Rep
RA 1 RA 4 RA 9
2019-06-17 – 2022-08-10
Yongan Guofu Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2017-03-21 – 2019-05-03
SDIC Securities (Hong Kong) Limited Rep
RA 1
2017-03-21 – 2019-05-03
SDIC Securities Futures (Hong Kong) Limited Rep
RA 2
2017-02-13 – 2017-03-07
Chief Securities Limited Rep
RA 1
2017-02-13 – 2017-03-07
Chief Commodities Limited Rep
RA 2
2016-08-26 – 2016-12-06
Frontier Capital Management Limited Rep
RA 1 RA 4
2016-06-23 – 2016-08-16
Wing Fung Securities Limited Rep
RA 1
2016-06-23 – 2016-08-16
Wing Fung Futures Limited Rep
RA 2
2012-05-09 – 2016-06-03
Sinolink Securities (Hong Kong) Company Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZL410