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LO Chun Kwan

羅俊坤
CE AZJ983Licensed IndividualSFO licence active
Official SFC record

LO Chun Kwan (CE number AZJ983) is an individual licensed by the Hong Kong SFC. First licensed on 2012-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (4)

CapacityCompany / Institution
RepresentativeHSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
RepresentativeHSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
RepresentativeHSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RepresentativeHSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司

Licence Record (5)

2022-10-13 – present Current
HSBC Broking Forex (Asia) Limited Rep
RA 3
2012-04-30 – present Current
HSBC Broking Securities (Asia) Limited Rep
RA 1
2012-04-30 – present Current
HSBC Broking Securities (Hong Kong) Limited Rep
RA 1
2012-04-30 – present Current
HSBC Broking Futures (Asia) Limited Rep
RA 2
2012-04-30 – 2017-02-21
HSBC Broking Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZJ983