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JIN Jia

金甲
CE AZJ097Licensed IndividualSFO licence active
Official SFC record

JIN Jia (CE number AZJ097) is an individual licensed by the Hong Kong SFC. First licensed on 2012-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司

Licence Record (4)

2019-01-02 – present Current
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2015-07-15 – 2016-11-28
ICBC International Capital Limited Rep
RA 1 RA 6
2015-07-15 – 2016-11-28
ICBC International Securities Limited Rep
RA 1
2012-04-27 – 2015-06-17
Daewoo Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZJ097