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LAU Ka Chun

劉嘉俊
CE AZG905Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Ka Chun (CE number AZG905) is an individual licensed by the Hong Kong SFC. First licensed on 2012-04-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerShengqi Capital (Hong Kong) Limited
盛麒資本(香港)有限公司

Licence Record (11)

2024-12-02 – present Current
Shengqi Capital (Hong Kong) Limited RO
RA 9
2023-08-01 – 2024-11-08
WealthQuay Asset Management Limited RO
RA 4 RA 9
2022-01-26 – 2022-06-22
Original Group Securities Limited RO
RA 1
2022-01-26 – 2022-06-22
PSG Digital Asia Limited RO
RA 4 RA 9
2021-12-23 – 2022-01-26
Original Group Securities Limited Rep
RA 1
2021-12-23 – 2022-01-26
PSG Digital Asia Limited Rep
RA 4 RA 9
2019-07-29 – 2021-12-14
KCG Fund Management Limited RO
RA 4 RA 9
2018-09-11 – 2019-07-29
KCG Fund Management Limited Rep
RA 4 RA 9
2017-02-17 – 2021-12-14
KCG Securities Asia Limited RO
RA 1 RA 4 RA 9
2015-06-17 – 2019-07-29
KCG Securities Asia Limited Rep
RA 1 RA 4 RA 9
2012-04-11 – 2014-04-08
Tai Tak Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZG905