Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHANG Ruiyue

張瑞玥
CE AZB698Licensed IndividualSFO licence active
Official SFC record

ZHANG Ruiyue (CE number AZB698) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSYNCICAP Asset Management Limited
新㬢資產管理有限公司

Licence Record (5)

2023-11-13 – present Current
SYNCICAP Asset Management Limited Rep
RA 1 RA 4 RA 9
2019-10-01 – 2023-10-27
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2016-03-07 – 2019-09-30
Daiwa SB Investments (HK) Limited Rep
RA 1 RA 4 RA 9
2014-04-02 – 2016-01-22
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4
2012-03-19 – 2014-03-21
First Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZB698