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LING Man Ping

凌曼冰
CE AZB304Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LING Man Ping (CE number AZB304) is an individual licensed by the Hong Kong SFC. First licensed on 2012-02-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChangjiang Asset Management (HK) Limited
長江證券資產管理(香港)有限公司

Licence Record (14)

2022-09-07 – present Current
Changjiang Asset Management (HK) Limited RO
RA 4 RA 9
2022-08-12 – 2022-09-07
Changjiang Asset Management (HK) Limited Rep
RA 4 RA 9
2018-10-15 – 2022-08-01
Azure Lion International Securities Company Limited RO
RA 4
2018-10-15 – 2022-08-01
Azure Lion International Asset Management Company Limited RO
RA 9
2018-09-05 – 2018-10-15
Azure Lion International Securities Company Limited Rep
RA 4
2018-09-05 – 2022-08-01
Zhonghao International Investment Consulting Co., Limited Rep
RA 5
2018-09-05 – 2018-10-15
Azure Lion International Asset Management Company Limited Rep
RA 9
2017-08-11 – 2018-08-07
HGNH International Futures Co., Limited Rep
RA 5
2017-06-09 – 2018-08-07
HGNH International Asset Management Co., Limited RO
RA 4
2017-04-18 – 2018-08-07
HGNH International Securities Co., Limited RO
RA 4
2016-12-02 – 2018-08-07
HGNH International Asset Management Co., Limited Rep
RA 9
2015-12-18 – 2016-10-14
Delta Asia Wealth Management Limited RO
RA 4
2012-09-13 – 2016-10-14
Delta Asia Wealth Management Limited Rep
RA 4 RA 9
2012-02-20 – 2015-09-29
Delta Asia Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZB304