Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAI Yuen Yung, Elita

黎婉蓉
CE AYW932Licensed IndividualSFO licence active
Official SFC record

LAI Yuen Yung, Elita (CE number AYW932) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMillennium Capital Management (Hong Kong) Limited

Licence Record (4)

2023-07-11 – present Current
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2019-11-22 – 2023-05-18
Credit Suisse (Hong Kong) Limited Rep
RA 4 RA 5
2017-08-10 – 2019-08-30
Deutsche Securities Asia Limited Rep
RA 5
2012-01-30 – 2013-08-13
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYW932