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HE Kai

何凱
CE AYW344Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HE Kai (CE number AYW344) is an individual licensed by the Hong Kong SFC. First licensed on 2012-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGF International Investment Management Limited
廣發國際資產管理有限公司

Licence Record (5)

2025-12-05 – present Current
GF International Investment Management Limited RO
RA 1 RA 4 RA 9
2025-10-08 – 2025-12-05
GF International Investment Management Limited Rep
RA 1 RA 4 RA 9
2017-11-13 – 2025-09-07
Bosera Asset Management (International) Co., Limited RO
RA 4 RA 9
2012-12-18 – 2017-11-13
Bosera Asset Management (International) Co., Limited Rep
RA 4 RA 9
2012-02-01 – 2012-12-12
CSOP Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYW344