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KWOK Wa Yan, Irene

郭華欣
CE AYR945Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Wa Yan, Irene (CE number AYR945) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerM3 Capital Partners (HK) Limited
RepresentativeGLP HK Investment Management Limited
普洛斯香港投資管理有限公司

Licence Record (3)

2026-01-15 – present Current
M3 Capital Partners (HK) Limited RO
RA 1 RA 4
2022-11-09 – present Current
GLP HK Investment Management Limited Rep
RA 1 RA 4 RA 9
2012-01-13 – 2021-06-04
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYR945