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WONG Roger Chi-him

黃智謙
CE AYQ842Licensed IndividualSFO licence active
Official SFC record

WONG Roger Chi-him (CE number AYQ842) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMillennium Capital Management (Hong Kong) Limited

Licence Record (5)

2022-06-06 – present Current
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2018-09-07 – 2022-03-04
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2018-09-07 – 2022-03-04
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2
2017-03-03 – 2018-07-24
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 2 RA 5
2011-12-14 – 2016-12-06
Deutsche Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYQ842