CHEUNG Yee Ching

張以正

CE AYP118Licensed IndividualResponsible OfficerSFO licence active

CHEUNG Yee Ching (CE number AYP118) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司
Representative	Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司

Licence Record (11)

2024-03-06 – present Current

Korea Investment & Securities Asia Limited RO

RA 2

2023-03-30 – present Current

Korea Investment & Securities Asia Limited Rep

RA 1 RA 2 RA 4

2018-02-27 – 2023-03-12

China Everbright Securities (HK) Limited Rep

RA 1

2018-02-12 – 2023-03-12

China Everbright Forex & Futures (HK) Limited Rep

RA 2 RA 3

2017-12-22 – 2023-03-12

Everbright Securities Digital Finance (HK) Limited Rep

RA 1

2016-11-02 – 2017-11-30

Quam Securities Limited Rep

RA 1 RA 2

2013-11-22 – 2023-03-12

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2013-11-22 – 2023-03-12

CES Commodities (HK) Limited Rep

RA 2

2013-11-22 – 2023-03-12

CES Forex (HK) Limited Rep

RA 3

2011-12-06 – 2013-10-19

Phillip Securities (Hong Kong) Limited Rep

RA 1

2011-12-06 – 2013-10-19

Phillip Commodities (HK) Limited Rep

RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYP118