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CUI Cui

崔翠
CE AYO745Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CUI Cui (CE number AYO745) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAdmiralty Harbour Capital Limited
鐘港資本有限公司
RepresentativeAdmiralty Harbour Capital Limited
鐘港資本有限公司

Licence Record (4)

2020-02-06 – present Current
Admiralty Harbour Capital Limited RO
RA 6
2019-11-06 – present Current
Admiralty Harbour Capital Limited Rep
RA 1 RA 4
2017-08-17 – 2019-10-29
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2012-06-07 – 2013-04-01
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYO745