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WONG Chi Ming

黃志明
CE AYK887Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Chi Ming (CE number AYK887) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPinestone Capital Asset Management Limited
鼎石資本資產管理有限公司
RepresentativePinestone Securities Limited
鼎石證券有限公司

Licence Record (6)

2026-08-06 – present Current
Pinestone Securities Limited Rep
RA 1
2026-08-06 – present Current
Pinestone Capital Asset Management Limited RO
RA 4 RA 9
2024-05-02 – 2026-06-30
CGL IM Financial Management Limited RO
RA 4 RA 9
2021-06-18 – 2024-03-06
Carrington Asset Management Limited RO
RA 4 RA 9
2018-05-02 – 2019-09-13
Founder Securities (Hong Kong) Limited Rep
RA 1 RA 4
2011-12-22 – 2013-09-30
Asset Management Group Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYK887